Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Michael Lund is a financial advisor with over 30 years of experience in the financial services industry. Timothy is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Ocean City, MD. Previously, Timothy was registered with BANC OF AMERICA INVESTMENT SERVICES, INC., WACHOVIA SECURITIES, INC., FIRST UNION BROKERAGE SERVICES, INC., and LIBERTY SECURITIES CORPORATION. Timothy holds Series 6, 7, 63, and 66 licenses. Timothy provides a range of financial services to clients, including portfolio management, investment advice, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
03/07/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (OCEAN CITY MD)
MD
04/08/2003 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (COLUMBIA MD)
MO
10/01/2000 - 05/01/2003
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NC
07/02/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
05/11/1993 - 06/01/1999
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
BOTH
Issued 05/16/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2003
Series 7 - General Securities Representative Examination
BC
Issued 05/07/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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