Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Michael Kraatz is a financial advisor who has been active in the industry since 2010. Timothy is currently registered with Fidelity Brokerage Services LLC and has been with the firm since 2018. Prior to joining Fidelity Brokerage Services LLC, Timothy was with Merrill Lynch, Pierce, Fenner & Smith Incorporated for eight years. Timothy has passed the Series 66, Series 9, Series 10, Series 4, SIE and Series 7 exams. Timothy is registered in 53 states and territories.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
11/29/2018 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
FL
01/01/2009 - 05/10/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
BOTH
Issued 12/10/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/24/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/24/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/01/2023
Series 4 - Registered Options Principal Examination
BC
Issued 05/10/2017
SIE - Securities Industry Essentials Examination
BC
Issued 12/31/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Timothy Kraatz is the right advisor for you? Invested Better is here to help.
