Unclaimed
Timothy Michael Hatzell is a registered representative with ADP Broker-Dealer, Inc. and has been in the securities industry since 2015. Timothy holds Series 6, 7, 63, 6TO and SIE licenses and is registered in 51 states. Timothy has previously worked at Ameriprise Financial Services, Inc., Investors Capital Corp., and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
11/16/2022 - Present
ADP Broker-Dealer, Inc. (LOUISVILLE KY)
KY
04/13/2015 - 11/19/2020
ADP BROKER-DEALER, INC. (LOUISVILLE KY)
KY
06/09/2008 - 09/15/2008
AMERIPRISE FINANCIAL SERVICES, INC. (LOUISVILLE KY)
KY
12/14/2007 - 07/08/2008
INVESTORS CAPITAL CORP. (LOUISVILLE KY)
KY
06/20/2006 - 12/17/2007
EDWARD JONES (MIDDLETOWN KY)
BC
Issued 12/09/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/19/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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