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Timothy Michael Hatzell

ADP Broker-Dealer, Inc.

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About Timothy Michael Hatzell

Timothy Michael Hatzell is a registered representative with ADP Broker-Dealer, Inc. and has been in the securities industry since 2015. Timothy holds Series 6, 7, 63, 6TO and SIE licenses and is registered in 51 states. Timothy has previously worked at Ameriprise Financial Services, Inc., Investors Capital Corp., and Edward Jones.

Firm Information

Timothy Hatzell is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy Hatzell’s Registration & Firm History

KY

11/16/2022 - Present

ADP Broker-Dealer, Inc. (LOUISVILLE KY)

KY

04/13/2015 - 11/19/2020

ADP BROKER-DEALER, INC. (LOUISVILLE KY)

KY

06/09/2008 - 09/15/2008

AMERIPRISE FINANCIAL SERVICES, INC. (LOUISVILLE KY)

KY

12/14/2007 - 07/08/2008

INVESTORS CAPITAL CORP. (LOUISVILLE KY)

KY

06/20/2006 - 12/17/2007

EDWARD JONES (MIDDLETOWN KY)

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Licenses & Designations

BC

Issued 12/09/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/13/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/13/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/19/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Timothy Michael Hatzell.
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