Unclaimed
Timothy Harendt is a financial advisor at Fidelity Brokerage Services LLC and has been in the industry since July 2023. Timothy is registered with the following securities regulators: FINRA, Colorado, Massachusetts, Texas, and Utah. Timothy has Series 7, Series 63, Series 9, Series 10, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
07/03/2023 - Present
Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)
BC
Issued 07/13/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/23/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/03/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/22/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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