Unclaimed
Timothy Michael Haines is a financial professional with over 20 years of experience in the industry. Timothy Haines is currently registered with Fidelity Brokerage Services LLC and holds a Series 7, Series 6, Series 63 and SIE license. Timothy Haines has been a registered representative of Fidelity Brokerage Services LLC since January 2017. Prior to that, Timothy Haines was associated with U.S. BANCORP INVESTMENTS, INC., CHASE INVESTMENT SERVICES CORP., J.P. MORGAN SECURITIES INC., and BANC ONE SECURITIES CORPORATION. Timothy Haines is registered in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
01/20/2017 - Present
Fidelity Brokerage Services LLC (CHICAGO IL)
IL
09/28/2012 - 01/09/2017
U.S. BANCORP INVESTMENTS, INC. (CHICAGO IL)
IL
11/22/2006 - 09/21/2012
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
01/11/2005 - 11/17/2006
J.P. MORGAN SECURITIES INC. (CHICAGO IL)
IL
07/23/2003 - 01/19/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IA
Issued 10/21/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/14/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2005
Series 7 - General Securities Representative Examination
BC
Issued 07/21/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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