Unclaimed
Timothy Gola is a financial professional with over 20 years of experience in the industry. Timothy has worked for a variety of firms, including J.P. Morgan Securities LLC, AXA Advisors, LLC, and Robert Fleming Inc., with a focus on providing investment advice to individuals and businesses. Timothy currently holds the Series 7, Series 24, Series 55 and SIE licenses. Timothy is registered to offer financial services in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
02/15/2017 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
05/24/2012 - 01/11/2017
AXA ADVISORS, LLC (WOODBURY NY)
NY
10/01/2008 - 12/09/2011
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
05/01/2001 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/23/2001 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
10/17/1996 - 03/28/2001
ROBERT FLEMING INC. (NEW YORK NY)
BC
Issued 01/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/19/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/08/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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