Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Freeman has been in the financial services industry since 1996. Timothy is currently registered with Elevation, LLC and has a total of 7 state registrations. Timothy's prior registrations include Capstone Global Markets, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Timothy holds multiple licenses including Series 3, 4, 7, 9, 24, 63, SIE and 99TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
06/03/2011 - Present
Elevation, LLC (CHARLOTTE NC)
NY
07/21/2009 - 06/07/2011
CAPSTONE GLOBAL MARKETS, LLC (NEW YORK NY)
NY
09/27/1996 - 07/16/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 09/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2006
Series 4 - Registered Options Principal Examination
BC
Issued 10/03/2005
Series 24 - General Securities Principal Examination
BC
Issued 03/16/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/1996
Series 3 - National Commodity Futures Examination
BC
Issued 08/27/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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