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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Eckel is a financial advisor with Dempsey Lord Smith, LLC based in Rome, Georgia. Timothy Eckel has been in the financial services industry since 1993. Timothy Eckel is a Chartered Financial Consultant and has earned the Series 6, Series 63, Series 65, and SIE licenses. Timothy Eckel also has experience with Center Street Securities, Inc., Kovack Securities Inc., Resource Horizons Group LLC, Dunwoody Brokerage Services, Inc., MML Investors Services, Inc., and NYLIFE Securities Inc.. Timothy Eckel specializes in providing financial planning, portfolio management, and retirement planning services to individuals and businesses. Timothy Eckel's office is located at 901 N BROAD STREET, SUITE 400, ROME, GA 30161.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
02/07/2024 - Present
Dempsey Lord Smith, LLC (ROME GA)
GA
11/14/2014 - 12/01/2023
CENTER STREET SECURITIES, INC. (CUMMING GA)
FL
10/15/2014 - 11/18/2014
KOVACK SECURITIES INC. (FT. LAUDERDALE FL)
GA
08/30/2005 - 10/15/2014
RESOURCE HORIZONS GROUP LLC (CUMMING GA)
GA
01/05/2004 - 09/01/2005
DUNWOODY BROKERAGE SERVICES, INC. (ATLANTA GA)
MA
07/29/2002 - 02/20/2004
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NY
08/13/1993 - 07/24/2002
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 07/05/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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