Unclaimed
Timothy Conway is a financial advisor registered with Hightower Advisors, LLC in Houston, TX. Timothy Conway has been working in the financial industry since April 12, 2012. Timothy Conway has previously worked at SALIENT CAPITAL L.P., and COMPASS BROKERAGE, INC. Timothy Conway is registered in 9 states and has a Series 7, Series 63, Series 66, and SIE licenses. Timothy Conway specializes in working with high-net-worth individuals, corporations or other businesses, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
TX
11/29/2018 - Present
Hightower Advisors, LLC (Houston TX)
TX
01/29/2014 - 09/07/2018
SALIENT CAPITAL L.P. (HOUSTON TX)
AL
06/26/2002 - 04/12/2004
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
BOTH
Issued 02/16/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/02/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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