Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Cody is a registered investment advisor representative with Vanguard Advisers, Inc. Timothy has been in the securities industry since August 2006. Timothy has a Series 4, Series 7, Series 24, and Series 66 license and is registered in North Carolina and Texas. Timothy has previously worked at ALLY INVEST SECURITIES LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, TD AMERITRADE, INC., SCOTTRADE, INC., and LPL FINANCIAL CORPORATION. Timothy also owns a rental property in Dodgeville, Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
09/03/2021 - Present
Vanguard Advisers, Inc. (Charlotte NC)
NC
01/11/2021 - 07/27/2021
ALLY INVEST SECURITIES LLC (Charlotte NC)
NC
03/04/2020 - 11/24/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
02/26/2018 - 09/11/2019
TD AMERITRADE, INC. (CHARLOTTE NC)
NC
07/10/2009 - 02/26/2018
SCOTTRADE, INC. (CHARLOTTE NC)
NC
10/13/2006 - 03/24/2009
LPL FINANCIAL CORPORATION (CHARLOTTE NC)
NY
07/15/2005 - 08/26/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 01/27/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/06/2009
Series 4 - Registered Options Principal Examination
BC
Issued 07/07/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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