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Timothy Michael Arcuri

UBS Securities LLC

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About Timothy Michael Arcuri

Timothy Michael Arcuri is a financial advisor with UBS Securities LLC. Timothy joined UBS Securities LLC in November 2017 and has been a registered financial advisor for over 20 years. Timothy has extensive experience in the financial services industry, having previously worked for firms such as Cowen and Company, Citigroup Global Markets Inc., Deutsche Bank Securities Inc., and SG Cowen Securities Corporation. Timothy holds several industry licenses and certifications, including Series 7, 24, 63, 86, and 87. Timothy is also a registered representative in all 50 states.

Firm Information

Timothy Arcuri is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy Arcuri’s Registration & Firm History

CA

11/10/2017 - Present

UBS Securities LLC (SAN FRANCISCO CA)

CA

10/23/2012 - 10/31/2017

COWEN AND COMPANY (San Francisco CA)

NY

05/27/2004 - 10/04/2012

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

08/14/2000 - 05/20/2004

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

02/09/1999 - 07/28/2000

SG COWEN SECURITIES CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/09/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/01/2019

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/25/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 02/23/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 02/08/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Timothy Michael Arcuri.
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