Unclaimed
Timothy Michael Arcuri is a financial advisor with UBS Securities LLC. Timothy joined UBS Securities LLC in November 2017 and has been a registered financial advisor for over 20 years. Timothy has extensive experience in the financial services industry, having previously worked for firms such as Cowen and Company, Citigroup Global Markets Inc., Deutsche Bank Securities Inc., and SG Cowen Securities Corporation. Timothy holds several industry licenses and certifications, including Series 7, 24, 63, 86, and 87. Timothy is also a registered representative in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
11/10/2017 - Present
UBS Securities LLC (SAN FRANCISCO CA)
CA
10/23/2012 - 10/31/2017
COWEN AND COMPANY (San Francisco CA)
NY
05/27/2004 - 10/04/2012
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
08/14/2000 - 05/20/2004
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
02/09/1999 - 07/28/2000
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 07/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/23/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 02/08/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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