linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Timothy McGowan

National Financial Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Timothy? Claim Your Profile

About Timothy McGowan

Timothy McGowan is a financial advisor with over 25 years of experience in the industry. Timothy is currently registered with National Financial Services LLC and Fidelity Brokerage Services LLC. Previously, Timothy has worked with Funds Distributor, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Dean Witter Reynolds Inc. Timothy holds Series 63, 65, 7 and SIE licenses.

Firm Information

Timothy McGowan is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Timothy McGowan’s Registration & Firm History

MA

04/12/2023 - Present

National Financial Services LLC (BOSTON MA)

ME

06/23/1997 - 03/31/2000

FUNDS DISTRIBUTOR, INC. (PORTLAND ME)

NY

04/26/1995 - 09/06/1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

09/27/1993 - 03/29/1995

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

IA

12/18/1992 - 08/20/1993

DICKINSON & CO. (DES MOINES IA)

Not sure if Timothy McGowan is right for you?

Licenses & Designations

BC

Issued 05/03/2021

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 06/06/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/02/2021

Series 7TO - General Securities Representative Examination

BC

Issued 03/29/2021

SIE - Securities Industry Essentials Examination

BC

Issued 12/15/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Timothy McGowan.
Not sure if Timothy McGowan is right for you?