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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Maurice Griffin is a financial advisor with Ameriprise Financial Services, LLC. Timothy has been in the financial services industry since 1978 and has held various positions at Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc. He holds multiple securities licenses including Series 3, 4, 5, 7, 9, 10, 15, 63 and 65. Timothy is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in thirteen states. Timothy specializes in asset allocation services, financial planning, pension consulting, educational seminars, and portfolio management. He serves clients in a variety of segments, including individuals, high-net-worth individuals, trusts, estates, charitable organizations, corporations, pension and profit-sharing plans, and insurance companies. Timothy is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
01/13/2012 - Present
Ameriprise Financial Services, LLC (WESTBOROUGH MA)
MA
06/01/2009 - 02/08/2012
MORGAN STANLEY SMITH BARNEY (WESTBOROUGH MA)
MA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WESTBOROUGH MA)
MA
08/18/1988 - 04/02/2007
MORGAN STANLEY DW INC. (WESTBOROUGH MA)
NA
02/18/1988 - 06/10/1988
SHEARSON LEHMAN HUTTON INC.
NA
08/25/1978 - 03/17/1988
E. F. HUTTON & COMPANY INC
IA
Issued 08/04/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/29/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 12/17/1980
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/1989
Series 3 - National Commodity Futures Examination
BC
Issued 12/06/1982
Series 15 - Foreign Currency Options Examination
BC
Issued 10/15/1981
Series 5 - Interest Rate Options Examination
BC
Issued 08/19/1978
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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