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Timothy Matthew Thomas

Charles Schwab & CO., Inc.

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About Timothy Matthew Thomas

Timothy Matthew Thomas has been in the securities industry since May 17, 2000 and is currently registered as a broker with Charles Schwab & Co., Inc.. Timothy is also a registered investment advisor. Timothy has his Series 7, 9, 10, 31, 66, and SIE licenses. Timothy is also registered in 25 states including California, Arizona, Colorado, Florida, New York, and Texas. Prior to joining Charles Schwab, Timothy was employed by MORGAN STANLEY DW INC. in PURCHASE, New York from April 28, 2000 until August 16, 2002. Timothy has a diverse background with experience in both brokerage and investment advisory services.

Firm Information

Timothy Thomas is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Timothy Thomas’s Registration & Firm History

CA

01/02/2019 - Present

Charles Schwab & CO., Inc. (San Diego CA)

NY

04/28/2000 - 08/16/2002

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 05/18/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/10/2004

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 07/12/2004

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/2000

Series 31 - Futures Managed Funds Examination

BC

Issued 04/27/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Timothy Matthew Thomas. Review regulatory record here.
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