Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Wolfe is a financial advisor with over 30 years of experience in the industry. He is currently registered with Osaic Wealth, INC. Timothy has a wide range of experience in the financial industry, including working as a registered representative and a principal. He has also worked as a financial advisor for several other firms. His current registrations allow him to provide investment advice to clients in several states, including Alabama, Arizona, Arkansas, Florida, Georgia, Louisiana, New Mexico, and Texas. Timothy is committed to providing his clients with personalized financial advice and guidance. He believes in building long-term relationships with his clients and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
11/03/2023 - Present
Osaic Wealth, Inc. (LUBBOCK TX)
TX
03/23/2007 - 11/03/2023
FSC SECURITIES CORPORATION (LUBBOCK TX)
TX
02/03/2000 - 02/23/2007
NATIONAL PLANNING CORPORATION (LUBBOCK TX)
AZ
12/16/1994 - 02/09/2000
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NY
08/06/1992 - 12/15/1994
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
MN
05/11/1992 - 06/08/1992
MIMLIC SALES CORPORATION (ST. PAUL MN)
BOTH
Issued 1/27/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/2/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/8/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/11/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 6/1/2000
Series 24 - General Securities Principal Examination
BC
Issued 3/15/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/1998
Series 7 - General Securities Representative Examination
BC
Issued 5/8/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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