Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy MacKowiak is a financial professional with over 20 years of experience in the industry. Currently, Timothy is registered with Wells Fargo Securities, LLC in Charlotte, NC. Prior to joining Wells Fargo Securities, LLC, Timothy was with Wells Fargo Clearing Services, LLC in St. Louis, MO. Timothy holds a variety of licenses and certifications, including Series 7, 24, 52, 53, 55, 57, 66, 99, and 14.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
08/30/2018 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
MO
10/08/2008 - 09/07/2018
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
04/17/2009 - 11/16/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
07/27/2005 - 08/12/2008
AMERIPRISE FINANCIAL SERVICES, INC. (ST. LOUIS MO)
NY
05/31/2002 - 08/16/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 08/26/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 11/06/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/02/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/29/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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