Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy M. Phenecie is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Timothy has been in the industry since 1998. Timothy's firm manages over $1 trillion in assets, serving a wide range of clients, including high-net-worth individuals, corporations, and charitable organizations. Timothy is registered to provide investment advice in 20 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/09/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FORT LAUDERDALE FL)
NC
03/01/2019 - 01/21/2020
WOODBURY FINANCIAL SERVICES, INC. (CHARLOTTE NC)
NC
01/02/2018 - 03/01/2019
QUESTAR CAPITAL CORPORATION (CHARLOTTE NC)
NC
05/17/2010 - 01/03/2018
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
06/29/2006 - 05/18/2010
SUNTRUST INVESTMENT SERVICES, INC. (KANNAPOLIS NC)
NC
12/10/2004 - 06/21/2006
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
MO
05/21/2003 - 12/14/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MI
07/08/2002 - 12/20/2002
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
MO
11/05/2001 - 06/28/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NY
03/15/2001 - 09/28/2001
QUICK & REILLY, INC. (NEW YORK NY)
AL
08/03/1999 - 02/02/2001
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
CA
05/01/1998 - 08/29/1999
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
01/29/1998 - 05/01/1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
NY
04/03/1997 - 01/29/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 07/28/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/12/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 07/30/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/24/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 04/01/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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