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Timothy M Kelly

R. Seelaus & CO., LLC

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About Timothy M Kelly

Timothy Kelly is a registered representative with R. Seelaus & CO., LLC, in Chatham, NJ. Timothy has been in the industry since September 25, 2001, and has worked with several firms, including HILLTOP SECURITIES INC., KEYBANC CAPITAL MARKETS INC., PIPER JAFFRAY & CO., JANNEY MONTGOMERY SCOTT LLC, J.P. MORGAN SECURITIES INC., UBS SECURITIES LLC, UBS FINANCIAL SERVICES INC., and FIRST ALBANY CAPITAL INC.. Timothy has passed multiple industry exams, including Series 7, Series 63, Series 52TO, Series 53 and Series 79TO. He is currently licensed in Connecticut, Illinois, Massachusetts, and New Jersey.

Firm Information

Timothy Kelly is currently registered with R. Seelaus & CO., LLC. R. Seelaus & CO., LLC is a Limited Liability Company formed on June 27, 2018, and is registered in 48 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy Kelly’s Registration & Firm History

NJ

07/12/2024 - Present

R. Seelaus & CO., LLC (Chatham NJ)

NY

06/01/2021 - 01/22/2024

HILLTOP SECURITIES INC. (New York NY)

NY

05/20/2014 - 06/02/2021

KEYBANC CAPITAL MARKETS INC. (Albany NY)

NY

04/01/2010 - 05/20/2014

PIPER JAFFRAY & CO. (SARATOGA SPRINGS NY)

NY

06/15/2009 - 04/20/2010

JANNEY MONTGOMERY SCOTT LLC (ALBANY NY)

NY

10/01/2008 - 05/19/2009

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

09/10/2007 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

01/16/2006 - 08/21/2007

UBS SECURITIES LLC (ALBANY NY)

NJ

05/23/2005 - 01/16/2006

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NY

01/23/2001 - 04/22/2005

FIRST ALBANY CAPITAL INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/02/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/02/2010

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 02/17/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/22/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Timothy M Kelly.
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