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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Falls is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. located in Chandler, Arizona. Timothy has been a registered representative for over 25 years and has experience in a wide range of financial services. Timothy holds Series 7, 52 and 63 securities licenses, as well as Series 66. Timothy holds registrations in 53 states and the District of Columbia. Timothy has a track record of success in helping clients achieve their financial goals and has experience working with individuals, families, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
01/17/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHANDLER AZ)
AZ
09/10/2002 - 09/20/2012
ING INVESTMENTS DISTRIBUTOR, LLC (SCOTTSDALE AZ)
CT
03/02/1999 - 05/16/2002
ING FUNDS DISTRIBUTOR, INC. (WINDSOR CT)
MI
04/22/1996 - 02/24/1999
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 02/15/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/1996
Series 7 - General Securities Representative Examination
BC
Issued 04/19/1996
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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