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Timothy Louis Casady

ING Financial Markets LLC

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About Timothy Louis Casady

Timothy Casady is a financial professional with over 20 years of experience in the securities industry. Timothy has a wide range of experience and holds several licenses including Series 63, Series 24, Series 99TO, Series 62, Series 57TO, SIE, Series 55, and Series 17. Timothy is currently registered with ING Financial Markets LLC and has been with the firm since 2002. Timothy is registered with the following states: Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Nebraska, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Pennsylvania, Texas, Utah, Virginia, Washington, and Wisconsin.

Firm Information

Timothy Casady is currently registered with ING Financial Markets LLC. ING Financial Markets LLC is a Limited Liability Company formed in November 1995 and is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been approved for SEC registration and has reported 10 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy Casady’s Registration & Firm History

NY

11/08/2002 - Present

ING Financial Markets LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/01/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/04/2013

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/29/2003

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/25/2003

Series 17 - Limited Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Timothy Louis Casady.
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