Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Caulfield has been in the financial services industry since 1984. Timothy is a Registered Representative with Fidelity Personal And Workplace Advisors, which is located in Naperville, IL. Timothy holds Series 7 and Series 63 securities licenses as well as a SIE. Timothy has experience at several firms including Hilltop Securities Inc. and Mesirow Financial, Inc. Timothy is licensed to sell securities in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
01/27/2025 - Present
Fidelity Personal AND Workplace Advisors (NAPERVILLE IL)
IL
05/29/2019 - 02/01/2022
HILLTOP SECURITIES INC. (CHICAGO IL)
IL
05/18/2004 - 04/11/2019
MESIROW FINANCIAL, INC. (CHICAGO IL)
TN
01/06/2003 - 05/14/2004
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
IL
01/28/1994 - 01/31/2003
WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)
IL
03/06/1989 - 02/10/1994
RODMAN & RENSHAW INC. (CHICAGO IL)
NA
08/25/1986 - 03/20/1989
THE CHICAGO CORPORATION
NA
08/01/1986 - 08/27/1986
MARKET STREET SECURITIES, INC.
NA
05/13/1981 - 02/25/1983
THE COLUMBIAN SECURITIES CORPORATION
NA
07/24/1980 - 04/13/1981
CAL CAULFIELD AND COMPANY, INC.
BC
Issued 03/20/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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