Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Pearce is a financial advisor with over 30 years of experience in the industry. Timothy is currently registered with Wealthpenn.comllc. Previous to this, Timothy was registered with Northern Trust Securities, Inc., David A. Noyes & Company, Robert W. Baird & Co. Incorporated, Chase Investment Services Corp., UBS Financial Services Inc., Vision Investment Services, Inc., CUNA Brokerage Services, Inc., Vision Investment Services, Inc., Invest Financial Corporation, Focused Investments L.L.C., First Chicago NBD Investment Services, Inc., Essex National Securities, Inc., LINSCO/PRIVATE LEDGER CORP., KANON BLOCH CARRE & CO., INC., and First Investors Corporation. Timothy offers a wide range of financial services to individuals, families, and businesses. These services include financial planning, asset allocation advice, portfolio management, and selection of other advisors. Timothy has a deep understanding of the financial markets and a commitment to providing personalized service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
03/26/2020 - Present
Wealthpenn.comllc (Lisle IL)
IL
12/06/2013 - 02/09/2016
NORTHERN TRUST SECURITIES, INC. (OAKBROOK TERRACE IL)
IL
08/01/2012 - 10/11/2013
DAVID A. NOYES & COMPANY (CHICAGO IL)
IL
06/30/2011 - 05/29/2012
ROBERT W. BAIRD & CO. INCORPORATED (CHICAGO IL)
IL
09/22/2009 - 06/28/2011
CHASE INVESTMENT SERVICES CORP. (ST. CHARLES IL)
NJ
05/09/2007 - 06/25/2009
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
IL
07/17/2006 - 04/16/2007
VISION INVESTMENT SERVICES, INC. (ELMHURST IL)
IA
10/08/2004 - 05/05/2006
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
IL
10/04/1999 - 08/18/2004
VISION INVESTMENT SERVICES, INC. (ROSEMONT IL)
WI
02/12/2004 - 07/01/2004
INVEST FINANCIAL CORPORATION (APPLETON WI)
IL
01/20/1998 - 10/01/1999
FOCUSED INVESTMENTS L.L.C. (CHICAGO IL)
IL
03/01/1996 - 07/23/1997
FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CHICAGO IL)
CA
03/04/1993 - 03/06/1996
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
SC
09/12/1990 - 03/17/1993
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MA
08/11/1989 - 09/18/1990
KANON BLOCH CARRE & CO., INC. (BOSTON MA)
NJ
07/08/1988 - 01/27/1990
FIRST INVESTORS CORPORATION (EDISON NJ)
BOTH
Issued 11/1/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/6/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/28/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 2/15/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/30/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 2/15/2001
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/5/2000
Series 7 - General Securities Representative Examination
BC
Issued 3/5/1992
Series 3 - National Commodity Futures Examination
BC
Issued 7/7/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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