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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Liam Smith is an Investment Advisor Representative who has been in the industry since 1987. Timothy is currently affiliated with Aurora Private Wealth, Inc. Timothy also has experience with Comprehensive Capital Management and Summit Equities, Inc. Timothy holds various licenses including Series 7, 63, 65, 24, 26, 27, 28, 31, 6TO, 99TO, and SIE, along with designations such as Certified Financial Planner. Timothy has specialized in financial planning, pension consulting, selection of other advisors, portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
10/29/2015 - Present
Aurora Private Wealth, Inc. (ROCKAWAY NJ)
NJ
11/19/1985 - 06/05/1996
SUMMIT EQUITIES, INC. (PARSIPPANY NJ)
MA
01/02/1988 - 04/20/1990
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
06/25/1987 - 01/02/1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
IA
Issued 08/12/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/02/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/20/1997
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/06/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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