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Timothy Lee Swanson

MMA Securities LLC

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About Timothy Lee Swanson

Timothy Swanson is a registered representative with MMA Securities LLC, with a Series 62 license. Timothy is a Chartered Financial Analyst and has been working in the financial industry since 2003. Previously, Timothy worked at NatCity Investments, Inc. in Cleveland, Ohio. Timothy's experience includes working with a variety of clients, including corporations, individuals, and retirement plan participants. Timothy is dedicated to providing his clients with personalized financial advice and guidance.

Firm Information

Timothy Swanson is currently registered with MMA Securities LLC. MMA Securities LLC is a Limited Liability Company formed in February 1998. The firm, headquartered in New York, NY, provides advisory services to retirement plan participants, including pension consulting, educational seminars, and selection of other advisors. With a focus on retirement services, MMA Securities LLC serves a wide range of clients, including pension and profit-sharing plans, state or municipal government entities, and plan participants. They are registered with the SEC and hold registrations in all 50 states.
MMA Securities LLC

1166 AVENUE OF THE AMERICAS

NEW YORK, NY 10036

Not reported

Assets Under Management

6,149

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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advisory services to retirement plan participants

Advisory services to retirement plan participants

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Based on assets under advisement or per capita

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Timothy Swanson’s Registration & Firm History

MA

04/03/2023 - Present

MMA Securities LLC (Boston MA)

OH

12/20/2003 - 12/31/2006

NATCITY INVESTMENTS, INC. (CLEVELAND OH)

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Licenses & Designations

BC

Issued 12/19/2003

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Timothy Lee Swanson.
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