Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Oates is a financial advisor with TIAA-CREF Individual & Institutional Services, LLC. Timothy has been in the industry since 2008, and is registered in Florida. Timothy has been with TIAA-CREF Individual & Institutional Services, LLC since 2018. Timothy has previously worked with firms like SOFI SECURITIES LLC, FIDELITY BROKERAGE SERVICES LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
FL
09/20/2021 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Gainesville FL)
FL
02/03/2021 - 09/17/2021
SOFI SECURITIES LLC (Jacksonville FL)
NY
09/27/2018 - 12/31/2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)
CO
01/03/2007 - 07/13/2016
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
FL
05/05/2005 - 11/15/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
BOTH
Issued 06/15/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/18/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/18/2023
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 02/19/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/05/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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