Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Connor is a financial advisor with over 20 years of experience in the financial services industry. Timothy is a registered representative with LPL Financial LLC and has a Series 7, 6, 63, and 65 licenses, as well as the SIE and Series 99TO exams. Timothy specializes in providing financial planning, investment management, and retirement planning services to individuals, families, and businesses. Timothy is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
06/14/2021 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
10/18/2011 - 06/14/2021
FIRST ALLIED SECURITIES, INC. (REDWOOD SHORES CA)
CA
02/21/2007 - 03/03/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (LOS ANGELES CA)
CO
12/02/2005 - 12/31/2006
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CA
10/24/1997 - 08/12/1998
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NY
04/03/1992 - 04/18/1995
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
04/03/1992 - 04/18/1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 12/09/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2012
Series 7 - General Securities Representative Examination
BC
Issued 10/17/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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