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Timothy Lawry

Axos Clearing LLC

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About Timothy Lawry

Timothy Lawry is a financial professional with over 30 years of experience in the securities industry. Timothy's career began in 1985, and he has held positions with several firms including Tri-Bradley Investments, Allied Capital Group, Inc., and Blinder, Robinson & Co., Inc. Timothy holds the Series 7, Series 24, Series 63, Series 99TO and SIE licenses. Currently, Timothy is registered with Axos Clearing LLC.

Firm Information

Timothy Lawry is currently registered with Axos Clearing LLC. Axos Clearing LLC is a Limited Liability Company formed in 2004 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration and is regulated by the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

133

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy Lawry’s Registration & Firm History

NE

12/02/2013 - Present

Axos Clearing LLC (Omaha NE)

CA

04/08/2011 - 11/30/2011

WORLD TRADE FINANCIAL CORPORATION (SAN DIEGO CA)

NE

08/18/1995 - 12/31/2008

SECURITIES AMERICA, INC. (GRETNA NE)

CA

06/10/1992 - 08/29/1995

FIRST AFFILIATED SECURITIES (LA JOLLA CA)

MO

12/21/1994 - 08/22/1995

CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)

NJ

05/07/1990 - 06/12/1992

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NA

11/21/1989 - 06/20/1990

TRI-BRADLEY INVESTMENTS

NA

12/16/1988 - 11/20/1989

ALLIED CAPITAL GROUP, INC.

NA

04/23/1985 - 01/05/1989

BLINDER, ROBINSON & CO., INC.

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Licenses & Designations

BC

Issued 09/07/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/06/1987

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/20/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Timothy Lawry.
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