Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Lawrence Sherman has been in the securities industry since June 17, 1995. Timothy is currently registered with Fidelity Distributors Co. LLC and has been with the firm since March 2, 2001. Prior to joining Fidelity Distributors Co. LLC, Timothy worked at Capital Institutional Services, Inc. and Fidelity Investments Institutional Services Company, Inc. Timothy holds a Series 63 license as well as Series 7, Series 6, and SIE licenses. Timothy is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
03/02/2001 - Present
Fidelity Distributors Co. LLC (SMITHFIELD RI)
TX
04/18/2000 - 01/24/2001
CAPITAL INSTITUTIONAL SERVICES, INC. (DALLAS TX)
RI
11/30/1992 - 10/07/1996
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
10/22/1991 - 11/18/1992
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BC
Issued 05/10/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2000
Series 7 - General Securities Representative Examination
BC
Issued 10/18/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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