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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Laurence Prete is an active broker and investment advisor representative registered with Morgan Stanley. Timothy Laurence Prete is registered with the state of Connecticut and has been in the industry since June 8, 1996. Timothy Laurence Prete has been registered with Morgan Stanley since June 2010. Prior to that, Timothy Laurence Prete was registered with UBS Financial Services Inc. and Wachovia Securities, LLC, amongst other firms. Timothy Laurence Prete has passed the Securities Industry Essentials Examination (SIE), the General Securities Representative Examination (Series 7), and the Investment Company Products/Variable Contracts Representative Examination (Series 6). Timothy Laurence Prete holds state registrations in 40 states, including Connecticut, Florida, and Texas. Timothy Laurence Prete is a member of FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CT
04/08/2020 - Present
Morgan Stanley (Hartford CT)
CT
01/12/2007 - 06/10/2010
UBS FINANCIAL SERVICES INC. (HARTFORD CT)
MO
10/01/2000 - 12/31/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
12/12/1996 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
MA
09/17/1993 - 01/03/1995
FIS SECURITIES, INC. (BOSTON MA)
NA
05/28/1993 - 08/23/1993
SHAWMUT BROKERAGE, INC.
BOTH
Issued 01/30/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/1999
Series 7 - General Securities Representative Examination
BC
Issued 05/27/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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