Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Landon Shugrue is a financial advisor with Tiaa-Cref Individual & Institutional Services, LLC. Timothy has been in the financial services industry for over 13 years and has a wide range of experience. Timothy is registered to provide investment advisory services in the states of Texas, Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Timothy is also registered as a Registered Representative with FINRA. Timothy has held previous positions with CHARLES SCHWAB & CO., INC., GENEOS WEALTH MANAGEMENT, INC., ALLSTATE FINANCIAL SERVICES, LLC, SCOTTRADE, INC., TD AMERITRADE, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and Allstate Insurance Co. Timothy holds the Series 63, 65, 66, 7, 9, 10, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
TX
05/02/2023 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Godley TX)
TX
06/23/2017 - 05/06/2020
CHARLES SCHWAB & CO., INC. (Westlake TX)
TX
03/30/2017 - 05/30/2017
GENEOS WEALTH MANAGEMENT, INC. (ARLINGTON TX)
TX
11/16/2015 - 06/20/2016
ALLSTATE FINANCIAL SERVICES, LLC (Celina TX)
TX
05/06/2014 - 10/20/2015
SCOTTRADE, INC. (DALLAS TX)
TX
07/11/2011 - 05/05/2014
TD AMERITRADE, INC. (FORT WORTH TX)
TX
01/14/2011 - 07/19/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FORT WORTH TX)
TX
01/21/2008 - 12/22/2010
TD AMERITRADE, INC. (FORT WORTH TX)
BC
Issued 06/21/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 07/03/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/08/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/22/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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