Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Nichols is a financial advisor with over 30 years of experience in the industry. Timothy is currently registered with Franklin Distributors, LLC and has been active in the field since 1991. Timothy holds Series 6, 7 and 66 licenses and is registered with the states of California, Connecticut, Florida, Michigan, Minnesota, New York, and Wisconsin. Prior to joining Franklin Distributors, LLC, Timothy held positions at Franklin Templeton Financial Services Corp., Franklin/Templeton Distributors, Inc., Wells Fargo Funds Distributor, LLC, Wells Fargo Investments, LLC, Wells Fargo Brokerage Services, L.L.C., Wells Fargo Securities Inc., Forum Financial Services, Inc., and Fortis Investors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
07/07/2021 - Present
Franklin Distributors, LLC (San Mateo CA)
CA
08/27/2019 - 07/07/2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (SAN MATEO CA)
CA
06/27/2018 - 07/07/2021
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
NC
04/05/2005 - 09/14/2017
WELLS FARGO FUNDS DISTRIBUTOR, LLC (CHARLOTTE NC)
CA
12/13/2000 - 04/04/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
MN
05/18/2000 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
CA
07/12/1999 - 05/22/2000
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
ME
08/08/1997 - 07/12/1999
FORUM FINANCIAL SERVICES, INC. (PORTLAND ME)
MN
07/12/1996 - 09/08/1997
NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)
MN
11/22/1991 - 06/28/1996
FORTIS INVESTORS, INC. (OAKDALE MN)
BOTH
Issued 09/21/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1992
Series 7 - General Securities Representative Examination
BC
Issued 11/21/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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