Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Kwong is a financial advisor with over 20 years of experience in the industry. Timothy is currently registered with J.P. Morgan Securities LLC in California and Texas. Timothy has held prior roles at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Wells Fargo Clearing Services, LLC, Charles Schwab & Co., Inc., and Pruco Securities Corporation. Timothy has a Series 6, 7, and 63 license and has a Series 66 license. Timothy specializes in providing financial advice to individuals, high-net-worth individuals, corporations, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
08/21/2024 - Present
J.p. Morgan Securities LLC (SAN FRANCISCO CA)
CA
02/14/2023 - 08/11/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WALNUT CREEK CA)
CA
05/06/2022 - 10/14/2022
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
CA
04/03/2018 - 05/09/2022
WELLS FARGO CLEARING SERVICES, LLC (OAKLAND CA)
CA
08/22/2006 - 03/19/2018
CHARLES SCHWAB & CO., INC. (San Francisco CA)
TX
12/04/2003 - 07/01/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NJ
04/10/2003 - 11/12/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NE
10/06/2000 - 02/10/2003
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NJ
09/08/1999 - 12/09/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 04/29/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/11/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/07/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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