Unclaimed
Timothy Barrett is a financial professional with over 10 years of experience in the securities industry. Timothy is currently registered with Mizuho Securities USA LLC in New York, NY. Timothy has previously worked for BROKERTEC AMERICAS LLC and MORGAN STANLEY & CO. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/14/2017 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
09/02/2015 - 01/08/2016
BROKERTEC AMERICAS LLC (NEW YORK NY)
NY
08/06/2010 - 08/23/2011
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BC
Issued 04/11/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2015
Series 72 - Government Securities Representative Examination
BC
Issued 08/05/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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