Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Kent Fischer is a financial professional with over 28 years of experience in the industry. Timothy currently works at Mufg Securities Americas Inc. Prior to joining Mufg Securities Americas Inc. , Timothy was with DEUTSCHE BANK SECURITIES INC. , BARCLAYS CAPITAL INC. , LEHMAN BROTHERS INC. , CIBC WORLD MARKETS CORP. , SCOTIA CAPITAL MARKETS (USA) INC. , LEHMAN BROTHERS INC. , LEHMAN GOVERNMENT SECURITIES INC. , LEHMAN SPECIAL SECURITIES INC. Timothy is licensed to provide financial services in all 50 states and District of Columbia. Timothy's areas of expertise include Securities Trader, Government Securities, Securities Industry Essentials, Limited Representative-Equity Trader, and General Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/23/2020 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
08/05/2009 - 09/23/2019
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
09/22/2008 - 05/13/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
06/05/2003 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
11/05/1998 - 05/21/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
11/21/1996 - 07/17/1998
SCOTIA CAPITAL MARKETS (USA) INC. (NEW YORK NY)
NY
11/18/1993 - 10/25/1996
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
11/18/1993 - 10/23/1995
LEHMAN GOVERNMENT SECURITIES INC.
NA
11/18/1993 - 07/18/1994
LEHMAN SPECIAL SECURITIES INC.
BC
Issued 03/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/20/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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