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Timothy Kelleher

Great Point Capital LLC

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About Timothy Kelleher

Timothy Kelleher is a financial advisor with over 14 years of experience in the financial services industry. Timothy is currently registered with Great Point Capital LLC and has been with the firm since October 2017. Timothy previously worked at Quasar Trading, LLC, Legend Trading, LLC, T3 Trading Group, LLC, Gunnallen Financial, Inc, Redwood Trading, LLC, Orion Trading, LLC, and Andover Brokerage, L.L.C. Timothy holds a variety of licenses and certifications, including Series 7, Series 24, Series 55, Series 56, and Series 57TO. Timothy is also a registered principal with FINRA.

Firm Information

Timothy Kelleher is currently registered with Great Point Capital LLC. Great Point Capital LLC is a Limited Liability Company that was formed on August 17, 2000. The firm is registered to do business in all 50 states, as well as the District of Columbia. They have one SEC registration and have been the subject of 11 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy Kelleher’s Registration & Firm History

IL

10/05/2017 - Present

Great Point Capital LLC (CHICAGO IL)

PR

12/04/2014 - 09/27/2017

QUASAR TRADING, LLC (SAN JUAN PR)

PR

01/14/2013 - 08/08/2014

QUASAR TRADING, LLC (SAN JUAN PR)

NY

04/06/2012 - 02/01/2013

LEGEND TRADING, LLC (NEW YORK NY)

NY

05/12/2011 - 03/22/2012

T3 TRADING GROUP, LLC (NEW YORK NY)

FL

06/07/2004 - 12/09/2004

GUNNALLEN FINANCIAL, INC (TAMPA FL)

CA

02/15/2002 - 02/04/2003

REDWOOD TRADING, LLC (SAN FRANCISCO CA)

FL

07/26/2001 - 02/27/2002

ORION TRADING, LLC (WINTER PARK FL)

NY

05/24/2001 - 07/19/2001

ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)

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Licenses & Designations

BC

Issued 05/26/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/09/2012

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/12/2014

Series 7 - General Securities Representative Examination

BC

Issued 10/26/2011

Series 56 - Proprietary Trader Qualification Examination

BC

Issued 08/13/2001

Series 55 - Limited Representative-Equity Trader Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

Disclosures

There are no public disclosures for Timothy Kelleher.
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