Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Kearney is a financial professional with over 8 years of experience in the industry. Timothy is currently registered with TD Securities (usa) LLC. Before joining TD Securities (usa) LLC, Timothy was employed with RBC CMA LLC, RBC Capital Markets, LLC and BNP Paribas Securities Corp. Timothy holds several licenses including Series 7, Series 24, Series 39, Series 14, Series 26, Series 6, Series 82, and Series 99. Timothy is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/01/2023 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
01/24/2022 - 01/13/2023
RBC CMA LLC (NEW YORK NY)
NY
10/19/2021 - 01/13/2023
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
03/16/2017 - 09/14/2021
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
CT
05/24/2002 - 04/01/2005
ABN AMRO INCORPORATED (STAMFORD CT)
BC
Issued 03/22/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 11/12/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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