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Timothy K Gannon

J.p. Morgan Institutional Investments Inc.

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About Timothy K Gannon

Timothy K. Gannon is a financial professional with over 20 years of experience in the industry. He has held various roles at prominent financial institutions, including Columbia Management Distributors, Inc., and Pioneer Funds Distributor, Inc. Timothy is currently registered with J.p. Morgan Institutional Investments Inc. and holds licenses in multiple states, including Maine, Massachusetts, New Hampshire, Rhode Island, and Vermont. He is also a Series 3, 6, 7, 30, 63, and 65 licensed professional.

Firm Information

Timothy Gannon is currently registered with J.p. Morgan Institutional Investments Inc.. J.P. Morgan Institutional Investments Inc. is a corporation formed on May 26, 1999. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

526

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy Gannon’s Registration & Firm History

NY

08/28/2012 - Present

J.p. Morgan Institutional Investments Inc. (New York NY)

MA

10/20/2010 - 07/20/2012

PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)

MA

05/01/2010 - 10/07/2010

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (BOSTON MA)

MA

01/18/2000 - 05/01/2010

COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)

MA

09/01/1998 - 01/27/2000

PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)

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Licenses & Designations

IA

Issued 08/02/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/08/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/22/2018

Series 30 - NFA Branch Manager Examination

BC

Issued 10/08/2018

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/01/2007

Series 7 - General Securities Representative Examination

BC

Issued 08/13/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Timothy K Gannon.
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