Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Sullivan is a registered representative with Janney Montgomery Scott LLC. Timothy has been in the industry for over 40 years and has a wide range of experience in the financial services industry. Timothy holds various licenses and certifications, including the Series 7, Series 10, Series 9, Series 24, and Series 63 exams. Timothy has worked for a number of firms over the years, including Wells Fargo Clearing Services, LLC and First Albany Corporation. Timothy currently works at the firm's West Hartford, Connecticut office. Timothy specializes in providing financial planning and investment management services to individuals, families, businesses, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
CT
09/21/2017 - Present
Janney Montgomery Scott LLC (WEST HARTFORD CT)
CT
08/05/2000 - 07/24/2017
WELLS FARGO CLEARING SERVICES, LLC (WEST HARTFORD CT)
NY
05/06/1988 - 08/05/2000
FIRST ALBANY CORPORATION (NEW YORK NY)
NA
11/17/1982 - 05/18/1988
ADVEST, INC.
NA
08/06/1970 - 11/18/1982
CARREAU, SMITH, INC.
IA
Issued 12/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/17/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 09/13/1977
Series 4 - Registered Options Principal Examination
BC
Issued 11/21/1973
Series 40 - Registered Principal Examination
BC
Issued 11/16/1970
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/1967
Series 000 - General Securities Principal Examination
BC
Issued 06/09/1967
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Timothy Sullivan is the right advisor for you? Invested Better is here to help.
