Unclaimed
Timothy Joseph Pierce is a registered investment advisor representative with Nuveen Asset Management, LLC. Timothy has been in the securities industry since 2010. Currently, Timothy is registered with the state of Illinois and is licensed to provide advisory services. Timothy has a history of working with a variety of firms including F/M Distributors, LLC, Foreside Financial Services, LLC, and Natixis Distribution, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IL
06/17/2024 - Present
Nuveen Asset Management, LLC (CHICAGO IL)
MA
04/17/2023 - 02/23/2024
F/M DISTRIBUTORS, LLC (Boston MA)
ME
03/29/2022 - 06/05/2023
FORESIDE FINANCIAL SERVICES, LLC (PORTLAND ME)
WI
10/09/2012 - 03/08/2022
NATIXIS DISTRIBUTION, LLC (Mequon WI)
NY
12/04/2009 - 10/09/2012
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
IA
Issued 06/17/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/14/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/28/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2011
Series 7 - General Securities Representative Examination
BC
Issued 12/03/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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