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Timothy Joseph Pepper

Fidelity Brokerage Services LLC

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About Timothy Joseph Pepper

Timothy Pepper is a financial professional with over 20 years of experience in the industry. Timothy holds a Series 6, Series 7, and Series 63 license and has a broad background in securities. Timothy is currently registered with Fidelity Brokerage Services LLC and has previously held positions with Charles Schwab & Co., Inc., TD Ameritrade, Inc., E*TRADE Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Advisors, LLC, and Vanguard Marketing Corporation. Timothy is licensed in all 50 states as well as the District of Columbia and Puerto Rico.

Firm Information

Timothy Pepper is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy Pepper’s Registration & Firm History

RI

01/02/2024 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

PA

01/26/2022 - 11/27/2023

CHARLES SCHWAB & CO., INC. (Radnor PA)

PA

01/17/2017 - 11/27/2023

TD AMERITRADE, INC. (Radnor PA)

PA

12/09/2015 - 12/16/2016

E*TRADE SECURITIES LLC (KING OF PRUSSIA PA)

PA

03/13/2013 - 12/03/2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PHILADELPHIA PA)

PA

12/22/2010 - 07/27/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PHILADELPHIA PA)

PA

02/13/2007 - 01/22/2010

WELLS FARGO ADVISORS, LLC (PHILADELPHIA PA)

PA

12/07/1999 - 04/19/2002

VANGUARD MARKETING CORPORATION (MALVERN PA)

TX

12/05/1995 - 12/09/1999

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

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Licenses & Designations

IA

Issued 02/03/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/15/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/13/2011

Series 7 - General Securities Representative Examination

BC

Issued 02/12/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Timothy Joseph Pepper.
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