Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Murphy is a financial professional with over 20 years of experience in the industry. Currently, Timothy is registered with Merrill Lynch, Pierce, Fenner & Smith Inc. where he has been employed since September 2015. Prior to that, Timothy held roles at J.P. Morgan Securities LLC, BANC OF AMERICA SECURITIES LLC, BANC ONE SECURITIES CORPORATION, and CHASE INVESTMENT SERVICES CORP. Timothy holds several licenses including Series 7, Series 10, Series 24, Series 63 and Series 79TO. He is also registered in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/29/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NJ
04/25/2006 - 07/14/2015
J.P. MORGAN SECURITIES LLC (WHIPPANY NJ)
NY
08/03/2005 - 04/12/2006
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
IL
11/09/2004 - 04/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
08/13/1997 - 04/06/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
BC
Issued 10/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/01/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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