Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Harker is a financial advisor at Charles Schwab & CO., Inc. based in Clayton, MO. Timothy Harker has been in the financial services industry since April 22, 2010. Timothy Harker is registered with FINRA, the Securities Investor Protection Corporation (SIPC), and the states of Arizona, California, Colorado, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Iowa, Kansas, Maryland, Massachusetts, Minnesota, Missouri, New Jersey, New York, Ohio, South Carolina, South Dakota, Texas, Virginia, Washington, Wisconsin, and Wyoming. Timothy Harker has experience with investments, wrap fee programs, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
MO
01/06/2020 - Present
Charles Schwab & CO., Inc. (Clayton MO)
MO
11/22/2011 - 09/25/2012
PNC INVESTMENTS (MAPLEWOOD MO)
MI
12/24/2010 - 11/03/2011
CIG SECURITIES (SOUTHFIELD MI)
IN
02/17/2006 - 09/14/2006
CHASE INVESTMENT SERVICES CORP. (CROWN POINT IN)
MA
11/15/2005 - 03/07/2006
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
11/15/2005 - 03/07/2006
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 02/22/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/07/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2010
Series 7 - General Securities Representative Examination
BC
Issued 11/14/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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