Unclaimed
Timothy Flott is a financial advisor with Cambridge Investment Research, Inc. Timothy has been in the financial services industry since 2001 and is registered in 10 states. Timothy holds the Series 6, Series 63, and SIE licenses. Prior to joining Cambridge Investment Research, Inc., Timothy worked at PRINCIPAL SECURITIES, INC. and NEW ENGLAND SECURITIES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
01/18/2019 - Present
Cambridge Investment Research, Inc. (Omaha NE)
NE
01/17/2013 - 01/25/2019
PRINCIPAL SECURITIES, INC. (OMAHA NE)
NE
05/16/2001 - 01/25/2013
NEW ENGLAND SECURITIES (OMAHA NE)
CA
01/16/2001 - 05/09/2001
FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)
BC
Issued 01/29/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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