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Timothy Joseph Flott

Cambridge Investment Research, Inc.

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About Timothy Joseph Flott

Timothy Flott is a financial advisor with Cambridge Investment Research, Inc. Timothy has been in the financial services industry since 2001 and is registered in 10 states. Timothy holds the Series 6, Series 63, and SIE licenses. Prior to joining Cambridge Investment Research, Inc., Timothy worked at PRINCIPAL SECURITIES, INC. and NEW ENGLAND SECURITIES.

Firm Information

Timothy Flott is currently registered with Cambridge Investment Research, Inc.. Cambridge Investment Research, Inc. is a corporation formed in October 1995. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

658

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy Flott’s Registration & Firm History

NE

01/18/2019 - Present

Cambridge Investment Research, Inc. (Omaha NE)

NE

01/17/2013 - 01/25/2019

PRINCIPAL SECURITIES, INC. (OMAHA NE)

NE

05/16/2001 - 01/25/2013

NEW ENGLAND SECURITIES (OMAHA NE)

CA

01/16/2001 - 05/09/2001

FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)

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Licenses & Designations

BC

Issued 01/29/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/13/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Timothy Joseph Flott. Review regulatory record here.
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