Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Farrell is an investment advisor representative with Wells Fargo Clearing Services, LLC, and has been in the industry since 1988. Timothy is a licensed advisor in the state of Florida and has been registered with Wells Fargo Clearing Services, LLC since 2012. Timothy previously worked at Muriel Siebert & Co., Inc., Griffin Financial Services, Waterhouse Securities, Inc. and Investcorp, Inc. Timothy has a variety of designations and licenses including: Series 7, Series 24, Series 99TO, Series 63, Series 65, and Series 55. Timothy specializes in working with individual clients, businesses, charitable organizations, pension and profit sharing plans, insurance companies, and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/18/2012 - Present
Wells Fargo Clearing Services, LLC (NAPLES FL)
FL
12/24/1997 - 03/21/2012
MURIEL SIEBERT & CO., INC. (BOCA RATON FL)
NA
05/22/1997 - 12/11/1997
GRIFFIN FINANCIAL SERVICES
NE
06/16/1989 - 04/29/1997
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NA
05/25/1988 - 12/31/1988
INVESTACORP, INC.
IA
Issued 05/14/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/14/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/14/2010
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 09/11/2001
Series 4 - Registered Options Principal Examination
BC
Issued 10/24/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Timothy Farrell is the right advisor for you? Invested Better is here to help.
