Unclaimed
Timothy Joseph Dunn is a financial professional with over 30 years of experience in the industry. Timothy is currently registered with TP Icap Global Markets Americas LLC. Timothy has held previous roles at Tullett Prebon Financial Services LLC and Chapdelaine Tullett Prebon, LLC. Timothy holds the Series 63, Series 52 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
06/01/2012 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
08/07/1989 - 06/01/2012
CHAPDELAINE TULLETT PREBON, LLC (NEW YORK NY)
NY
11/01/1988 - 04/07/1989
J. J. KENNY TRADING, INC. (NEW YORK NY)
BC
Issued 08/12/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/1988
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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