Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Denis has been in the financial services industry since January 24, 1998. Timothy is currently registered with Equity Services, Inc. Timothy has been working in the industry for over 25 years and has experience with a wide range of financial products and services. Timothy holds Series 6, 7, 24, 26, 63, and 65 licenses and has been registered with various firms including MML Investors Services, LLC, NYLIFE Securities LLC, Cetera Advisor Networks LLC, and Ameriprise Financial Services, Inc. Timothy specializes in providing financial planning, pension consulting, and portfolio management for individuals. Timothy is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/22/2023 - Present
Equity Services, Inc. (HAUPPAUGE NY)
NY
05/23/2022 - 06/07/2023
MML INVESTORS SERVICES, LLC (GARDEN CITY NY)
NY
12/04/2019 - 05/03/2022
NYLIFE SECURITIES LLC (MELVILLE NY)
NY
09/06/2017 - 11/15/2019
CETERA ADVISOR NETWORKS LLC (PORT JEFFERSON STATION NY)
NY
02/01/2012 - 10/19/2015
WOODSTOCK FINANCIAL GROUP, INC. (PORT JEFFERSON STATION NY)
NY
10/19/2011 - 02/02/2012
AMERIPRISE FINANCIAL SERVICES, INC. (MELVILLE NY)
FL
03/25/2010 - 10/28/2011
ALLEGIANT SECURITIES L.L.C. (MIAMI FL)
NY
08/28/2007 - 09/09/2009
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (PORT JEFFERSON STATION NY)
NY
09/18/2006 - 09/10/2007
MML INVESTORS SERVICES, INC. (PORT JEFFERSON STATION NY)
NY
12/03/2004 - 09/07/2006
METLIFE SECURITIES INC. (HAUPPAUGE NY)
NY
12/03/2004 - 09/07/2006
METROPOLITAN LIFE INSURANCE COMPANY (HAUPPAUGE NY)
VT
01/24/2003 - 12/01/2004
EQUITY SERVICES, INC. (MONTPELIER VT)
MA
03/23/1995 - 01/21/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
03/23/1995 - 01/21/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 10/15/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/11/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/18/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 07/16/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Timothy Denis is the right advisor for you? Invested Better is here to help.
