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Timothy Joseph Boys

Principal Securities, Inc.

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About Timothy Joseph Boys

Timothy Boys is a financial advisor with over 40 years of experience. Timothy has worked with Principal Securities, Inc. since 2001. Timothy has also worked with a variety of other firms including Signator Investors, Inc., John Hancock Mutual Life Insurance Company, Washington Square Securities, Inc., and John Hancock Distributors, Inc.. Timothy is registered with the state of Minnesota and has a Series 6, Series 22, Series 63, and Series 65 licenses. Timothy is a co-owner of Boys/Tyler Financial Group Inc., where Timothy works in the insurance industry.

Firm Information

Timothy Boys is currently registered with Principal Securities, Inc.. Principal Securities, Inc. is a corporation founded in May 1968 with its main office in Des Moines, Iowa. The firm offers financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals. They have a wrap fee program and serve various client types, including individuals, corporations, charitable organizations, and pension plans. Principal Securities, Inc. has been registered with the SEC and in all 50 states plus Puerto Rico.
Principal Securities, Inc.

711 HIGH STREET

DES MOINES, IA 50392

$12.11B

Assets Under Management

1,153

Total Clients

2,140

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Seminar fees, solicitors fees, subscription consulting fees

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Timothy Boys’s Registration & Firm History

MN

06/16/2021 - Present

Principal Securities, Inc. (EDEN PRAIRIE MN)

MA

07/21/1994 - 11/21/2001

SIGNATOR INVESTORS, INC. (BOSTON MA)

MA

07/21/1994 - 05/01/1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

CT

03/12/1990 - 08/12/1994

WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)

MA

10/20/1981 - 03/09/1994

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

MA

10/20/1981 - 01/05/1990

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

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Licenses & Designations

IA

Issued 12/23/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/22/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/03/1982

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 07/10/1981

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Timothy Joseph Boys.
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