Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Bowman is a financial advisor with Realta Equities, Inc. Timothy has been in the financial services industry since 1999. He is a registered representative with FINRA and holds Series 7, Series 24, Series 27, Series 63, SIE, and Series 99TO licenses. He is registered to offer securities in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
01/24/2024 - Present
Realta Equities, Inc. (San Diego CA)
CA
10/03/2017 - 04/06/2023
CETERA ADVISOR NETWORKS LLC (SAN DIEGO CA)
CA
10/03/2017 - 04/06/2023
CETERA ADVISORS LLC (SAN DIEGO CA)
CA
10/03/2017 - 04/06/2023
CETERA FINANCIAL SPECIALISTS LLC (SAN DIEGO CA)
CA
10/03/2017 - 04/06/2023
CETERA INVESTMENT SERVICES LLC (SAN DIEGO CA)
CA
10/03/2017 - 11/29/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
10/03/2017 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (San Diego CA)
NY
03/09/2017 - 09/07/2017
VIRTU AMERICAS LLC (New York NY)
NY
02/01/2016 - 07/26/2016
ARXIS SECURITIES LLC (NEW YORK NY)
NY
02/04/2013 - 02/03/2016
MLV & CO. LLC (NEW YORK NY)
TX
02/28/2012 - 02/01/2013
VIRTU FINANCIAL BD LLC (AUSTIN TX)
NY
02/28/2012 - 02/01/2013
VIRTU FINANCIAL CAPITAL MARKETS LLC (NEW YORK NY)
NY
02/28/2012 - 10/10/2012
VIRTU FINANCIAL EXECUTION SERVICES LLC (NEW YORK NY)
NY
04/14/2011 - 02/27/2012
MORGAN JOSEPH TRIARTISAN CAPITAL LLC (NEW YORK NY)
NY
01/20/2009 - 02/27/2012
MORGAN JOSEPH TRIARTISAN LLC (NEW YORK NY)
CT
07/29/2005 - 01/16/2009
CONSTANS CRESCENT GLOBAL LLC (GREENWICH CT)
CT
03/29/2004 - 01/16/2009
MCMAHAN SECURITIES CO. L.P. (GREENWICH CT)
NY
09/10/2002 - 03/15/2004
BNY BROKERAGE INC. (NEW YORK NY)
NJ
05/26/1999 - 09/04/2002
THE ISLAND ECN (JERSEY CITY NJ)
NY
03/26/1998 - 05/13/1999
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 06/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/2009
Series 4 - Registered Options Principal Examination
BC
Issued 12/01/2004
Series 24 - General Securities Principal Examination
BC
Issued 06/12/2003
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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