Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Poole is a registered Investment Advisor Representative with Sowell Management, based in North Little Rock, Arkansas. Timothy has been in the industry for over 16 years, and has held previous positions with Raymond James Financial Services, Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, WELLS FARGO ADVISORS, LLC, and A. G. EDWARDS & SONS, INC. Timothy is registered with the state of Arkansas. Timothy has a series 66 license and also holds licenses in Series 7, Series 9, Series 10, and the SIE exam. Timothy specializes in providing financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AR
05/20/2020 - Present
Sowell Management (NORTH LITTLE ROCK AR)
AR
02/05/2020 - 04/13/2020
RAYMOND JAMES FINANCIAL SERVICES, INC. (Hot Springs AR)
AR
08/05/2009 - 02/07/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOT SPRINGS AR)
AR
01/01/2008 - 08/10/2009
WELLS FARGO ADVISORS, LLC (HOT SPRINGS AR)
AR
07/16/2004 - 01/03/2008
A. G. EDWARDS & SONS, INC. (HOT SPRINGS AR)
BOTH
Issued 07/28/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/09/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/23/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2004
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Timothy Poole is the right advisor for you? Invested Better is here to help.
