Unclaimed
Timothy Murphy is a financial advisor with over 15 years of experience in the industry. Timothy currently works at Bluerock Capital Markets LLC, and has previously worked at Legg Mason Investor Services, LLC, AXA Advisors, LLC, Cabot Lodge Securities LLC, Maxim Group LLC, Plymouth Real Estate Capital, LLC, Realty Capital Securities, LLC, Guardian Investor Services LLC, MFS Fund Distributors, Inc., American Capital Partners, LLC, Sky Capital LLC, McLaughlin, Piven, Vogel Securities, Inc., and J.P.R. Capital Corp. Timothy holds several licenses including Series 7, Series 63, Series 65, Series 79TO, and SIE. Timothy is registered in 20 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/17/2024 - Present
Bluerock Capital Markets LLC (New York NY)
NY
02/02/2021 - 12/07/2023
BLUEROCK CAPITAL MARKETS LLC (NEW YORK NY)
CT
07/12/2019 - 10/12/2020
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
NJ
09/11/2014 - 01/08/2019
AXA ADVISORS, LLC (JERSEY CITY NJ)
NY
04/17/2013 - 09/10/2014
CABOT LODGE SECURITIES LLC (NEW YORK NY)
NY
10/25/2012 - 04/08/2013
MAXIM GROUP LLC (NEW YORK NY)
MA
07/08/2011 - 09/07/2012
PLYMOUTH REAL ESTATE CAPITAL, LLC (BOSTON MA)
MA
01/04/2010 - 11/23/2010
REALTY CAPITAL SECURITIES, LLC (BOSTON MA)
NY
01/16/2009 - 05/26/2009
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
MA
02/02/2006 - 04/07/2008
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
NY
11/09/2005 - 12/08/2005
AMERICAN CAPITAL PARTNERS, LLC (WANTAGH NY)
NY
08/09/2005 - 10/03/2005
SKY CAPITAL LLC (NEW YORK NY)
NY
02/15/2005 - 04/06/2005
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (NEW YORK NY)
NY
09/08/2004 - 10/04/2004
J.P.R. CAPITAL CORP. (SYOSSET NY)
IA
Issued 06/29/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/10/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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